Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Ellis is an investment advisor representative, active in the industry since May 2022. Charles currently works for Eagle Strategies LLC, and holds Series 63, 65 and 6TO licenses. Charles also has a Series SIE license. Charles is registered in Arizona, Delaware, Massachusetts, and Texas. Charles has experience in financial planning, pension consulting, and portfolio management for individuals. Charles also provides educational seminars and publishes periodicals. Charles is also active in real estate, operating rental properties in Orleans and South Orleans, Massachusetts. Charles has previously worked for New York Life, Ellis Associates, LLC, Kinlin Grover, J&H International, Lifetime Brands, Inc., NYLIFE Securities LLC, and Eagle Strategies LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
06/27/2023 - Present
Eagle Strategies LLC (HYANNIS MA)
IA
Issued 6/2/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/31/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 4/1/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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