Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Gibbs is a financial advisor at LPL Financial LLC. Charles has been in the financial industry since 1987. He has been registered with the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) for over 30 years. Charles has experience working with high-net-worth individuals, corporations, and other businesses. He specializes in providing financial planning, investment management, and retirement planning services. In addition to his work with LPL Financial LLC, Charles is also involved with a number of other businesses, including PLATINUM CRT, LLC, GPL Asset Management, and CGWM LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
09/10/2021 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
01/03/2011 - 09/14/2021
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SCOTTSDALE AZ)
CA
10/05/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
11/06/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
AZ
01/12/2000 - 10/11/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
04/04/1997 - 02/01/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
CA
03/10/1995 - 01/15/1997
INTERNATIONAL SECURITIES GROUP, INC. (SAN DIEGO CA)
CA
10/02/1992 - 01/30/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
NY
08/26/1992 - 10/05/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
SC
10/04/1990 - 09/10/1992
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
07/20/1990 - 08/21/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
06/20/1989 - 07/24/1990
WESTCAP GOVERNMENT SECURITIES, INC.
TX
05/15/1989 - 07/24/1990
WESTCAP SECURITIES, INC. (HOUSTON TX)
TX
01/11/1989 - 05/16/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)
NA
05/09/1987 - 01/04/1989
SCHAEFER SECURITIES, INC.
NA
08/21/1986 - 03/18/1987
RAUSCHER PIERCE REFSNES, INC.
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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