Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Canady is a financial advisor with over 38 years of experience in the industry. Charles is currently registered with Principal Securities, Inc. and has been with the firm since March 2016. Prior to that, Charles worked for Principal Life Insurance Company and Canady Financial Services, both in Boone, NC. Charles also has prior experience with MML Investors Services, Inc. in Springfield, MA and Massachusetts Mutual Life Insurance Company. Charles has held a variety of licenses and certifications, including Series 7, Series 6, Series 22, Series 63, and Series 66. Charles has a strong background in financial planning, pension consulting, and portfolio management. Charles is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
02/07/2011 - Present
Principal Securities, Inc. (BOONE NC)
MA
10/18/1983 - 04/18/1995
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
09/20/1983 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BOTH
Issued 11/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/15/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/19/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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