Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Garner is a financial advisor with Schwab Wealth Advisory, Inc. Charles has been working in the financial industry since 1991. Charles has a wide range of experience working with various firms. Charles is registered with the state of Texas. Charles is a Certified Financial Planner. Charles is licensed to provide financial advice to individuals, businesses, and trusts. Charles specializes in investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
TX
07/23/2021 - Present
Schwab Wealth Advisory, Inc. (Westlake TX)
TX
01/31/2014 - 05/24/2020
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
08/26/2011 - 01/23/2014
AMERIPRISE FINANCIAL SERVICES, INC. (PLANO TX)
TX
07/01/2003 - 08/30/2011
WELLS FARGO ADVISORS, LLC (PLANO TX)
NY
07/18/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/11/1991 - 07/29/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/12/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1998
Series 3 - National Commodity Futures Examination
BC
Issued 12/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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