Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edwyn Johnson is a financial advisor with over 30 years of experience in the industry. Charles has been registered with Stifel, Nicolaus & Company, Inc. since 2009. Charles has previously worked for ROBERT W. BAIRD & CO. INCORPORATED and PRUDENTIAL-BACHE SECURITIES INC.. Charles holds the Series 7, Series 63, and Series 65 licenses. Charles specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services to clients. Charles is also a board member of the Boys and Girls Club Lake County.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/28/2009 - Present
Stifel, Nicolaus & Company, Inc. (LAKE FOREST IL)
IL
07/16/1990 - 06/05/2009
ROBERT W. BAIRD & CO. INCORPORATED (LAKE FOREST IL)
NY
09/15/1989 - 07/19/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
08/24/1983 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 01/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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