Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sobocinski is a financial advisor with over 25 years of experience. Charles is currently registered with LPL Enterprise, LLC in Minnesota and Missouri. Charles previously worked with VALIC Financial Advisors, Inc., Smith Barney Inc. and Lehman Brothers Inc.. Charles has a broad range of experience in financial planning, portfolio management, and consulting services. Charles provides a variety of services to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
11/14/2024 - Present
LPL Enterprise, LLC (ST. LOUIS PARK MN)
MN
05/15/2003 - 05/28/2020
VALIC FINANCIAL ADVISORS, INC. (EDINA MN)
NY
07/31/1993 - 04/10/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
10/09/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 05/15/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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