Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Carter is a financial advisor with Osaic Wealth, Inc. Charles is a registered Investment Advisor representative in California and a Registered Representative in Texas. He has been in the financial services industry since 1996. Prior to joining Osaic Wealth, Inc., Charles worked for Securities America, Inc. and EPLANNING SECURITIES, INC. Charles is a Series 6, 7, 63 and 65 licensed professional. His specialties include financial planning, pension consulting and portfolio management for individuals and businesses. Charles is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (FOLSOM CA)
CA
12/26/2008 - 06/14/2024
SECURITIES AMERICA, INC. (DANVILLE CA)
CA
09/17/1999 - 12/31/2008
EPLANNING SECURITIES, INC. (SAN RAMON CA)
NY
01/04/1996 - 11/30/1999
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/04/1996 - 11/30/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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