Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edward Thompson is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Charles has been working in the financial industry since December 2004. Charles has worked for several firms prior to Wells Fargo Advisors, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Charles holds the Series 66, Series 7 and SIE securities licenses and is registered in Maryland, North Carolina, Texas, and Virginia. Charles also has a strong background in business consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
11/23/2020 - Present
Wells Fargo Advisors Financial Network, LLC (GREENSBORO NC)
NC
06/01/2009 - 02/10/2011
MORGAN STANLEY SMITH BARNEY (GREENSBORO NC)
NC
08/20/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GREENSBORO NC)
VA
12/07/2004 - 08/29/2007
AMERIPRISE FINANCIAL SERVICES, INC. (CENTREVILLE VA)
MN
12/07/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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