Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edward Sales is a financial advisor who has been in the industry since April 1993. Charles Edward Sales is currently registered with Cetera Advisor Networks LLC in Oklahoma City, Oklahoma. Charles Edward Sales is also registered with the state of Oklahoma. Charles Edward Sales holds the following licenses: Series 6, Series 22, Series 63, and SIE. Charles Edward Sales was previously registered with ALLSTATE FINANCIAL SERVICES, LLC and NYLIFE SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
02/13/2023 - Present
Cetera Advisor Networks LLC (Oklahoma City OK)
OK
01/05/2006 - 02/07/2023
ALLSTATE FINANCIAL SERVICES, LLC (Shawnee OK)
NY
04/24/1986 - 01/22/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 01/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/16/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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