Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edward Rice is a financial professional with over 30 years of experience in the industry. Charles has a strong track record of success in providing financial planning and portfolio management services to a wide range of clients, including high-net-worth individuals, corporations, and institutional investors. Currently, Charles is an Investment Advisor Representative (IAR) at Bison Wealth, LLC and has been with the firm since May 2020. Prior to joining Bison Wealth, LLC, Charles was an IAR at Metric Financial, LLC, and has held various positions at firms like Enverra Capital LLC, Morgan Stanley, Bear Stearns & Co. Inc., Wachovia Securities, LLC, and UBS PaineWebber Inc. Charles holds the Series 3, 6, 7, 8, 9, 10, 24, 63, 65, 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
05/07/2020 - Present
Bison Wealth, LLC (ATLANTA GA)
GA
06/09/2022 - 05/30/2024
METRIC FINANCIAL, LLC (ATLANTA GA)
DC
07/29/2020 - 05/20/2022
ENVERRA CAPITAL LLC (WASHINGTON DC)
IL
06/01/2009 - 03/15/2019
MORGAN STANLEY (CHICAGO IL)
IL
07/29/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
IL
09/02/2004 - 07/11/2008
BEAR, STEARNS & CO. INC. (CHICAGO IL)
MO
07/01/2003 - 09/13/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/06/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
07/30/1997 - 05/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NJ
02/09/1995 - 06/30/1997
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
IL
05/30/1991 - 06/08/1995
FIRST COLONIAL INVESTMENT SERVICES, INC. (ROSEMONT IL)
CA
01/04/1994 - 04/28/1995
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NA
11/10/1987 - 01/15/1990
KEMPER FINANCIAL SERVICES, INC.
IA
Issued 04/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 04/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2000
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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