Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edward Painter is an active financial advisor with over 40 years of experience in the industry. Charles Edward Painter is currently registered with Prospera Financial Services, Inc. Painter has previously worked with PAINTER, SMITH AND AMBERG INC. and DEAN WITTER REYNOLDS INC. Charles Edward Painter specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and pooled investment vehicles. Painter holds several securities licenses, including Series 4, 7, 24, 27, 52TO, 53, 55, 57TO, 63, 65, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
CA
01/22/2024 - Present
Prospera Financial Services, Inc. (Redlands CA)
CA
03/04/2024 - 05/08/2024
PAINTER, SMITH AND AMBERG INC. (REDLANDS CA)
CA
05/18/1984 - 01/19/2024
PAINTER, SMITH AND AMBERG INC. (REDLANDS CA)
NA
06/23/1981 - 04/30/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 08/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/1998
Series 4 - Registered Options Principal Examination
BC
Issued 12/02/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/06/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/08/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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