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Charles Edward Moser

Stonex Financial Inc.

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About Charles Edward Moser

Charles Edward Moser is a financial professional with over 30 years of experience in the industry. Currently, Charles is registered with Stonex Financial Inc. in New York. Charles previously worked with several other firms, including Santander US Capital Markets LLC, Santander Investment Securities Inc., Morgan Stanley & Co. LLC, Dresdner Kleinwort Wasserstein Securities LLC and J.P. Morgan Securities Inc.

Firm Information

Charles Moser is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Moser’s Registration & Firm History

NY

05/15/2024 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

02/06/2023 - 12/01/2023

SANTANDER US CAPITAL MARKETS LLC (NEW YORK NY)

NY

04/14/2020 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

12/06/2004 - 04/02/2020

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

06/02/2003 - 08/31/2004

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NY

12/19/1994 - 04/25/2002

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/27/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/29/1992 - 07/26/1994

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/06/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Charles Edward Moser. Review regulatory record here.
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