Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edward Merz is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Charles has been in the financial industry since September 6, 2010, and has experience with PNC INVESTMENTS, SECURIAN FINANCIAL SERVICES, INC., MORGAN STANLEY SMITH BARNEY, and CITIGROUP GLOBAL MARKETS INC.. Charles is currently registered with FINRA and the states of Alabama, Connecticut, Florida, Georgia, Maine, Massachusetts, New Jersey, New York, Oklahoma, Pennsylvania, Texas, and Virginia. Charles holds the Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/17/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW SMYRNA BEACH FL)
FL
03/25/2015 - 02/09/2016
PNC INVESTMENTS (ORMOND BEACH FL)
FL
03/11/2010 - 11/08/2013
SECURIAN FINANCIAL SERVICES, INC. (ORLANDO FL)
FL
06/01/2009 - 12/10/2009
MORGAN STANLEY SMITH BARNEY (ORMOND BEACH FL)
FL
01/07/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ORMOND BEACH FL)
BOTH
Issued 01/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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