Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles MacKenzie is a financial professional with over 40 years of experience in the financial services industry. Charles is currently registered with Wells Fargo Clearing Services, LLC in Pennsylvania and Texas and is a Registered Representative. Charles has been associated with Wells Fargo Advisors LLC since 2009 and with Wells Fargo Clearing Services, LLC since 2016. Charles has also held previous roles with Prudential Securities Incorporated, Dean Witter Reynolds Inc. and Reynolds Securities, Inc. Charles is committed to providing clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/02/2011 - Present
Wells Fargo Clearing Services, LLC (ALLENTOWN PA)
NY
04/16/1982 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/24/1978 - 04/05/1982
DEAN WITTER REYNOLDS INC.
NA
04/05/1972 - 02/24/1978
REYNOLDS SECURITIES, INC.
BC
Issued 08/07/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1972
Series 000 - General Securities Principal Examination
BC
Issued 03/29/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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