Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edward Lewis is a financial professional with over 50 years of experience in the industry. Charles is currently registered with The O.n. Equity Sales Co., which is an active broker-dealer firm. Prior to this, Charles has worked with several other firms, including H. BECK, INC., VALMARK SECURITIES, INC., and WS GRIFFITH SECURITIES, INC. Charles holds multiple securities licenses, including Series 7, Series 63, Series 65 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
01/02/2014 - Present
THE O.n. Equity Sales Co. (SILVER SPRING MD)
MD
02/03/2005 - 01/09/2014
H. BECK, INC. (SILVER SPRING MD)
OH
05/06/2004 - 02/01/2005
VALMARK SECURITIES, INC. (AKRON OH)
CT
01/02/2001 - 05/25/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
MA
04/02/1998 - 12/31/2000
MUTUAL SERVICE CORPORATION (BOSTON MA)
CT
06/07/1993 - 04/01/1998
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
01/01/1969 - 06/07/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 09/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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