Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Held is a financial advisor with Truist Advisory Services, Inc. based in Washington, DC. Charles has been in the industry since 1998. Charles has a wide range of experience in the financial services industry, including investment advisory, brokerage, and insurance. Charles is also a Registered Representative and Investment Adviser Representative with Truist Advisory Services, Inc. and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Charles has a long history of working in the financial services industry, having previously worked with BB&T Investment Services, Inc., Allianz Life Financial Services, LLC, Riversource Distributors, Inc., Capital Brokerage Corporation, American Skandia Marketing, Inc., ING Funds Distributor, LLC, Dean Witter Reynolds Inc., Pruco Securities Corporation, and Sunamerica Securities, Inc. Charles holds the Series 6, 7, 31, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DC
12/07/2018 - Present
Truist Advisory Services, Inc. (WASHINGTON DC)
VA
03/11/2011 - 06/13/2011
BB&T INVESTMENT SERVICES, INC. (FAIRFAX VA)
MN
08/06/2008 - 06/30/2010
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MN
10/24/2007 - 05/27/2008
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
VA
12/13/2005 - 10/03/2007
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
CT
06/30/2004 - 08/15/2005
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
CT
11/08/2000 - 04/28/2004
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
NY
04/17/1998 - 11/22/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
02/10/1997 - 04/03/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
AZ
12/05/1996 - 01/13/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 03/29/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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