Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edward Headley is a financial advisor with over 30 years of experience in the financial services industry. Charles is currently registered with LPL Financial LLC, and has been registered with the firm since May 2022. Prior to joining LPL Financial, Charles was a financial advisor with CUNA BROKERAGE SERVICES, INC. Charles has a broad range of experience in financial planning, portfolio management, and investment advisory services. Charles holds the Series 6, 7, 63, and 65 licenses and the SIE exam. Charles is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
01/24/2025 - Present
LPL Financial LLC (BUTLER PA)
PA
11/12/1991 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (BUTLER PA)
NY
10/17/1988 - 01/31/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/17/1988 - 01/31/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 05/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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