Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Dodson is a financial advisor with over 30 years of experience in the industry. Charles currently works with Stifel, Nicolaus & Company, Inc. and Stifel Independent Advisors, LLC. Previously, Charles worked with J.A. GLYNN INVESTMENTS, LLC., FFP SECURITIES, INC., RBC DAIN RAUSCHER INC., WALNUT STREET SECURITIES, INC., ROBERT THOMAS SECURITIES, INC, PRUCO SECURITIES CORPORATION, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUDENTIAL SECURITIES INCORPORATED, THOMSON MCKINNON SECURITIES INC., HIBBARD BROWN & CO., INC., and SHERWOOD CAPITAL, INC.. Charles holds licenses in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/13/2022 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
01/18/2007 - 03/03/2021
J.A. GLYNN INVESTMENTS, LLC. (ST LOUIS MO)
TX
02/28/2003 - 02/09/2007
FFP SECURITIES, INC. (FRIENDSWOOD TX)
NY
04/19/2000 - 10/09/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
04/09/1994 - 04/18/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
FL
12/24/1992 - 03/08/1994
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NJ
11/20/1991 - 01/12/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/20/1991 - 01/12/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
08/25/1989 - 10/25/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/10/1988 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
05/24/1988 - 06/07/1988
HIBBARD BROWN & CO., INC.
NA
09/24/1987 - 06/06/1988
SHERWOOD CAPITAL, INC.
IA
Issued 03/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/23/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/06/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/08/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Charles Dodson is the right advisor for you? Invested Better is here to help.
