Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edward Davis is a registered representative with Alps Distributors, Inc. in Kansas City, Missouri. Charles has been in the securities industry since June 6, 1995. Charles holds the Series 6, 7, 24, 63, 99TO, and SIE licenses. Charles was previously registered with SS&C MARKET SERVICES, LLC and DST SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
06/01/2023 - Present
Alps Distributors, Inc. (Kansas City MO)
MO
03/12/2003 - 06/01/2023
SS&C MARKET SERVICES, LLC (KANSAS CITY MO)
MO
12/01/2006 - 09/30/2008
DST SECURITIES, INC. (KANSAS CITY MO)
MO
02/22/1994 - 11/26/2001
DST SECURITIES, INC. (KANSAS CITY MO)
BC
Issued 04/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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