Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Croft is a financial advisor currently registered with Planmember Securities Corp. Charles has over 30 years of experience in the industry and holds the Series 6 and SIE licenses. Charles Croft is a registered representative in California and Colorado. Planmember Securities Corp. is a financial services firm headquartered in Carpinteria, California. The firm has over 400 employees and provides investment advisory services to individuals, businesses, and institutions. Charles Croft and the firm focus on financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/13/2016 - Present
Planmember Securities Corp. (Agoura Hills CA)
CA
01/03/2011 - 09/09/2016
VOYA FINANCIAL ADVISORS, INC. (AGOURA HILLS CA)
CA
06/30/2004 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (AGOURA HILLS CA)
CT
04/10/1996 - 06/30/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
AZ
08/01/1995 - 04/09/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
12/03/1991 - 08/01/1995
LFG SECURITIES, INC.
CT
06/19/1987 - 12/31/1989
NWNL MANAGEMENT CORPORATION (WINDSOR CT)
NA
03/06/1984 - 06/11/1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
02/02/1982 - 02/27/1984
SECURITY FIRST FINANCIAL, INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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