Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edward Casiano is a registered representative with Smbc Nikko Securities America, Inc. Charles has been in the securities industry since 2012. Charles holds the Series 3, Series 4, Series 7, Series 24, Series 57 and Series 63 licenses. Charles is registered with the state of New York. Charles has previously worked at BNP Paribas Securities Corp. and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/13/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/08/2015 - 11/29/2022
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
01/12/2012 - 10/20/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 04/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 05/10/2018
Series 4 - Registered Options Principal Examination
BC
Issued 11/12/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2017
Series 57 - Securities Trader Exam
BC
Issued 01/11/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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