Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Buchanan is a financial professional with over 20 years of experience in the securities industry. Charles is currently registered with Stephens in ST PETERSBURG, FL. Charles has been registered with Stephens since 09/05/2005. Prior to joining Stephens, Charles worked for Salomon Smith Barney Inc. Charles has Series 63, SIE and Series 7 licenses. Charles is registered in Arkansas, California, Delaware, Florida, New York, North Carolina, Ohio and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
09/05/2005 - Present
Stephens (ST PETERSBURG FL)
NY
09/01/1998 - 10/28/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/08/1992 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NA
05/22/1990 - 03/08/1991
F.N. WOLF & CO., INC.
BC
Issued 10/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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