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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Balis is an investment advisor representative with Belpointe Asset Management LLC. Charles Balis has been in the industry for over 40 years. Charles Balis has a Series 63 license. Charles Balis is registered with the state of New York. Charles Balis has previously worked at UBS Financial Services Inc, Wells Fargo Clearing Services, LLC, and Balis Lewittes & Coleman, Inc. Charles Balis specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NV
11/01/2022 - Present
Belpointe Asset Management LLC (RENO NV)
NY
03/06/2008 - 01/31/2019
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
03/10/2004 - 03/20/2008
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
10/19/1993 - 04/13/2004
BALIS LEWITTES & COLEMAN, INC. (NEW YORK NY)
NY
08/06/1973 - 11/23/1993
BALIS & ZORN INC. (NEW YORK NY)
NA
10/06/1976 - 08/25/1978
OPPENHEIMER & CO., INC.
NA
04/30/1974 - 09/18/1976
LEHMAN BROTHERS INCORPORATED
NA
11/15/1973 - 05/18/1974
CLARK-DODGE & CO INC
NA
11/02/1972 - 11/01/1973
ANDRESEN & CO.
NA
08/24/1971 - 12/17/1972
JAS. H. OLIPHANT & CO., INC.
NA
02/05/1971 - 08/12/1971
EDWARDS & HANLY
BC
Issued 01/08/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/1978
Series 4 - Registered Options Principal Examination
BC
Issued 08/06/1973
Series 40 - Registered Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1973
Series 41 - NYSE Allied Member Examination
BC
Issued 10/23/1958
Series 1 - Registered Representative Examination
Active
Inactive
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