Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edmund Simms is a financial professional with over 25 years of experience in the financial services industry. Charles is registered with MWA Financial Services Inc. and is currently based in Rock Island, IL. Charles has a strong background in investment management and financial planning. Charles has been a registered representative with MWA Financial Services Inc. since 2014. Previously, Charles was a registered representative with PRINCOR FINANCIAL SERVICES CORPORATION and NEW ENGLAND SECURITIES. Charles holds the Series 6, 7, 26 and 63 securities licenses. Charles also holds the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
05/15/2014 - Present
MWA Financial Services Inc. (ROCK ISLAND IL)
IA
10/04/1995 - 01/24/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
02/06/1995 - 09/12/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
11/02/1994 - 02/06/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
11/02/1994 - 02/06/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 11/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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