Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Edmondson Cornett is a financial professional with over 30 years of experience in the industry. Charles has held various roles at firms such as Charles Schwab & Co., Inc., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, and PERSHING ADVISOR SOLUTIONS LLC. Charles has a strong background in securities and investments, holding licenses such as Series 7, 9, 10, 63 and 65. Charles is currently registered with Newedge Securities, Inc. in Florida and is actively involved in providing financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/24/2024 - Present
Newedge Securities, Inc. (STAMFORD CT)
FL
08/01/2018 - 01/21/2021
PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)
VA
04/06/2006 - 08/18/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (RICHMOND VA)
TX
03/21/1997 - 03/22/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
OK
04/21/1995 - 02/13/1997
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
VA
03/23/1989 - 10/18/1993
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NA
01/05/1988 - 12/19/1988
ROBERT THOMAS SECURITIES, INC
NA
10/21/1987 - 12/22/1987
RAYMOND JAMES & ASSOCIATES, INC.
IA
Issued 07/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/06/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/08/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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