Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Jones is a financial advisor based in Sioux Falls, South Dakota. Charles has been in the financial industry for over 8 years. Currently, Charles Jones is registered with Parkland Securities, LLC and is licensed to sell securities in 7 states. Charles is registered with FINRA as well as several states and holds the Series 6, Series 63, and SIE licenses. Prior to joining Parkland Securities, LLC, Charles worked at NYLIFE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SD
10/05/2015 - Present
Parkland Securities, LLC (Sioux Falls SD)
SD
12/27/2014 - 10/07/2015
NYLIFE SECURITIES LLC (FLANDREAU SD)
BC
Issued 03/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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