Unclaimed
Charles Earl Kesler is a financial professional with over 11 years of experience in the industry. Charles currently works at Mesirow Financial, Inc., which is a firm based in Chicago, IL. Charles has passed the Series 7, Series 27, Series 99TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/24/2011 - Present
Mesirow Financial, Inc. (CHICAGO IL)
BC
Issued 02/23/2011
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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