Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles E. Schuman is a financial advisor registered with Robert W. Baird & Co. Inc.. Charles has over 20 years of experience in the financial services industry. Charles is registered in Maine, Florida and Texas. Charles holds a Series 6, 7, 9, 10, 63 and 65 licenses. Charles previously worked at WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
ME
02/25/2013 - Present
Robert W. Baird & Co. Inc. (Portland Maine (ID) ME)
ME
01/01/2008 - 02/26/2013
WELLS FARGO ADVISORS, LLC (PORTLAND ME)
ME
01/12/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PORTLAND ME)
MA
10/04/2000 - 11/17/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/04/2000 - 11/17/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Charles Schuman is the right advisor for you? Invested Better is here to help.
