Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles e? Claim Your ProfileCharles Ellzey Hoffman Jr. is an Investment Advisor Representative at Rockefeller Financial LLC. Charles has been in the financial services industry since 1996. Previously, Charles was registered with UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Charles is licensed to provide investment advice in 25 states and the District of Columbia. Charles specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Charles holds the Series 7, Series 63, and Series 65 licenses. Charles is also a registered representative of Rockefeller Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
04/01/2021 - Present
Rockefeller Financial LLC (San Antonio TX)
TX
10/04/2013 - 04/12/2021
UBS FINANCIAL SERVICES INC. (SAN ANTONIO TX)
TX
03/29/2000 - 10/07/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
MO
07/31/1996 - 03/22/2000
EDWARD JONES (ST. LOUIS MO)
IA
Issued 10/09/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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