Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Durham Marshall is a financial professional with over 30 years of experience in the industry. Charles has been registered with Charles Schwab & CO., Inc. since 1991. Previously, Charles was registered with METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY. Charles is licensed to provide securities services in 53 states and holds the Series 63, Series 7, Series 8, Series 9, Series 10, and SIE licenses. Charles has a proven track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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AZ
11/19/1991 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
MA
03/08/1991 - 09/13/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/08/1991 - 09/13/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IL
01/19/1988 - 06/13/1989
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
BC
Issued 04/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/29/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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