Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Douglas Secord is a financial advisor registered with Cetera Investment Advisers LLC. Charles has been in the securities industry since September 30, 1999. Charles is licensed to conduct business in Florida, New York, North Carolina, and Texas. In addition to Cetera Investment Advisers LLC, Charles has also been employed by Hochman & Baker Securities, Inc. and Thane & Associates, PA. Charles's professional designations include Series 6, Series 63, Series 65, and SIE. Charles also has experience with financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
HAINES CITY, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/03/2024 - Present
Cetera Investment Advisers LLC (HAINES CITY FL)
CT
10/01/1999 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BC
Issued 10/11/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/19/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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