Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Doughty is a financial advisor with Fidelity Personal And Workplace Advisors. Charles has over 9 years of experience in the financial services industry. Charles is registered with the state of Utah and Texas. Charles has a broad range of experience and specializes in retirement planning, college savings, insurance, and estate planning. Charles also provides financial planning services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
09/06/2022 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
UT
03/17/2016 - 02/18/2021
EQUITABLE ADVISORS, LLC (SALT LAKE CITY UT)
NY
03/02/2015 - 03/09/2016
KEY INVESTMENT SERVICES LLC (BALDWINSVILLE NY)
NY
02/05/2013 - 01/05/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (E SYRACUSE NY)
IA
Issued 05/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/12/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2021
Series 4 - Registered Options Principal Examination
BC
Issued 09/27/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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