Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Donald Werner is a registered representative at Capital One Securities, Inc. with an active license. Charles's registration began on February 7, 2023, and he has been in the industry since November 15, 2019. Charles is registered with the following states: California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
02/07/2023 - Present
Capital ONE Securities, Inc. (McLean VA)
TX
06/26/2018 - 09/16/2021
CAPITAL ONE SECURITIES, INC. (HOUSTON TX)
BC
Issued 07/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Werner is the right advisor for you? Invested Better is here to help.
