Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Erb is a financial professional with over 10 years of experience in the financial services industry. Charles is currently registered as a registered representative and investment adviser representative with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo, Charles was a financial advisor at Zions Direct, Inc., TD Ameritrade, Inc., E*TRADE SECURITIES LLC and Edward Jones. Charles is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
12/12/2023 - Present
Wells Fargo Clearing Services, LLC (INDIANAPOLIS IN)
UT
06/19/2013 - 12/05/2014
ZIONS DIRECT, INC. (SALT LAKE CITY UT)
UT
08/11/2011 - 01/22/2013
TD AMERITRADE, INC. (DRAPER UT)
UT
10/12/2009 - 09/06/2011
E*TRADE SECURITIES LLC (SANDY UT)
UT
10/11/2007 - 05/14/2008
EDWARD JONES (SOUTH JORDAN UT)
IA
Issued 12/14/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Charles Erb is the right advisor for you? Invested Better is here to help.
