Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Dominic Vercellone is a financial professional with over 30 years of experience in the industry. He has held various positions with firms such as Washington Square Securities, Inc. and The Equitable Life Assurance Society of the United States. Charles Dominic Vercellone is currently registered with SPC and has a strong track record of providing comprehensive financial planning and investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
01/29/2010 - Present
SPC (TROY MI)
MI
11/06/1997 - 03/19/1999
APEX CAPITAL, L.L.C. (HARPER WOODS MI)
NA
03/08/1995 - 11/11/1997
EAST - WEST CAPITAL CORPORATION
CT
09/08/1997 - 09/23/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
07/10/1989 - 03/15/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
01/07/1985 - 06/29/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
01/07/1985 - 06/29/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/27/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/19/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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