Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Deric Walker is a financial advisor at Northwestern Mutual Investment Services, LLC. Charles has over 25 years of experience in the financial services industry. Charles holds the Series 6, Series 26, and Series 63 licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Charles is also registered with the state of Michigan and other states. Charles has previously been employed with Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MI
09/08/2015 - Present
Northwestern Mutual Investment Services, LLC (PORTAGE MI)
MI
10/28/1994 - 12/31/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PORTAGE MI)
WI
10/28/1994 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 10/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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