Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Derek Davis is a registered investment advisor, holding licenses for the Series 6, 7TO and 63 exams. Charles is a veteran financial professional, with experience dating back to November 1996. In 2000, Charles joined MFS Fund Distributors, Inc., where Charles currently works as a financial advisor. Prior to working at MFS Fund Distributors, Inc., Charles worked at A I M DISTRIBUTORS, INC. in Houston, Texas. Charles is registered to provide investment advice in Texas and Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
12/22/2000 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
TX
11/04/1996 - 11/30/2000
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 09/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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