Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Dean Crist is a financial advisor with Raymond James & Associates, Inc. Charles has been in the financial services industry since 1996 and has a diverse background. Charles has held previous positions with BB&T Securities, LLC, Wells Fargo Advisors, LLC, First Union Brokerage Services, Inc. and Dean Witter Reynolds Inc.. Charles is registered with the state of Florida as an Investment Advisor Representative and a Registered Representative and is also a Registered Representative in Texas. Charles holds the Series 63, Series 65, Series 7, Series 31 and SIE licenses. Charles is a member of the United Way of St. Johns County and the Flagler Healthcare Foundation Planned Giving Advisory Council. Charles is a dedicated financial advisor with the experience and knowledge to help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/21/2020 - Present
Raymond James & Associates, Inc. (Saint Augustine FL)
FL
08/29/2014 - 12/23/2020
BB&T SECURITIES, LLC (St. Augustine FL)
FL
10/01/2000 - 09/08/2014
WELLS FARGO ADVISORS, LLC (ST. AUGUSTINE FL)
NC
10/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
05/07/1996 - 09/14/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 05/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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