Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Lutz is a financial advisor based in San Antonio, TX. Charles has been working in the financial services industry since 1999 and has a strong track record of success. Charles is currently registered with Osaic Institutions, Inc., a firm that specializes in providing financial advice to individuals and businesses. Prior to joining Osaic Institutions, Inc., Charles worked at Frost Brokerage Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Investment Services, Inc. Charles is a licensed investment advisor representative with a focus on providing financial planning, portfolio management and selection of other advisors. Charles is also a trustee for the First Presbyterian Church and handles risk assessment for the church and property transactions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/31/2025 - Present
Osaic Institutions, Inc. (San Antonio TX)
TX
01/10/2003 - 02/06/2004
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
NY
11/08/2001 - 09/26/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
11/10/1998 - 06/18/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 11/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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