Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles David Welsheimer is a financial advisor at Principal Securities, Inc. Charles has over 40 years of experience in the financial services industry. Charles provides financial planning, portfolio management and pension consulting services to clients. Charles is registered in Florida, Indiana and Ohio. Charles is also a Series 24, Series 7, Series 6, Series 1, Series 22 and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IN
03/07/2024 - Present
Principal Securities, Inc. (ANDERSON IN)
IN
01/21/2015 - 03/13/2024
THE O.N. EQUITY SALES COMPANY (Anderson IN)
IN
03/31/2009 - 12/31/2014
THE O.N. EQUITY SALES COMPANY (ANDERSON IN)
IN
03/25/2003 - 04/06/2009
FSC SECURITIES CORPORATION (ANDERSON IN)
MA
04/26/2002 - 03/26/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
03/01/1996 - 03/07/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IN
10/02/1996 - 11/25/1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
10/08/1992 - 03/01/1996
G. R. PHELPS & CO., INC.
IN
03/14/1991 - 09/24/1992
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
03/14/1991 - 09/24/1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
02/09/1981 - 12/31/1990
G. R. PHELPS & CO., INC.
NA
10/05/1976 - 09/27/1977
THE O.N. EQUITY SALES COMPANY
NA
03/04/1971 - 10/10/1975
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 11/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/02/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/27/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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