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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles David Wallin is an Investment Advisor Representative with Cetera Investment Advisers LLC, based in Warr Acres, Oklahoma. Charles has over 23 years of experience in the financial services industry. Charles has a broad range of experience, working with a variety of clients, including high-net-worth individuals, businesses, charitable organizations, and pension plans. Charles is registered in 24 states and holds multiple licenses, including the Series 6, 7, 24, 51, 63, and 66. Charles is committed to providing personalized financial planning and investment management services to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
06/29/2023 - Present
Cetera Investment Advisers LLC (WARR ACRES OK)
OK
02/11/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (OKLAHOMA CITY OK)
OH
07/21/2000 - 02/10/2003
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
CA
04/10/2000 - 07/20/2000
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
CA
05/17/1999 - 04/10/2000
SAN CLEMENTE SECURITIES, INC. (SAN CLEMENTE CA)
BOTH
Issued 07/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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