Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles David Wagner is a financial advisor with over 25 years of experience in the industry. Charles is registered with LPL Financial LLC and has been with the firm since 2007. Previously, Charles was a financial advisor with EDWARD JONES and NATHAN & LEWIS SECURITIES, INC. Charles holds the Series 7, 24, 63 and 66 securities licenses and is registered in 17 states. Charles specializes in providing financial advice to individuals, families, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
03/24/2010 - Present
LPL Financial LLC (APACHE JUNCTION AZ)
CO
02/18/1997 - 11/01/2007
EDWARD JONES (EVERGREEN CO)
NY
01/11/1995 - 12/31/1996
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
CA
04/05/1994 - 01/16/1995
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
BOTH
Issued 01/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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