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Charles David McLellan

THE Leaders Group, Inc.

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About Charles David McLellan

Charles McLellan is a financial professional with over 20 years of experience in the financial services industry. Charles has a strong background in investment company products and variable contracts and holds a Series 6, Series 26 and Series 63 license. Charles is currently registered with The Leaders Group, Inc., an investment advisory firm, and is located in Littleton, Colorado. Prior to joining The Leaders Group, Inc., Charles has worked with several other firms including ING Financial Partners, Inc., Locust Street Securities, Inc. and NFP Securities, Inc..

Firm Information

Charles McLellan is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles McLellan’s Registration & Firm History

CO

11/17/2015 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

01/01/2004 - 12/13/2013

ING FINANCIAL PARTNERS, INC. (NEW YORK NY)

IA

12/13/2002 - 01/01/2004

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

TX

10/21/1998 - 06/01/2001

NFP SECURITIES, INC. (AUSTIN TX)

NY

08/25/1995 - 06/02/1998

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

08/25/1995 - 06/02/1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

MA

05/24/1995 - 08/16/1995

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/24/1995 - 08/16/1995

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/02/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles David McLellan.
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