Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Leflar is a financial professional with over 16 years of experience in the financial services industry. Charles is a registered representative with LPL Enterprise, LLC and holds the Series 7, 24, 52, 53, and 66 licenses. Charles is a member of the Financial Planning Association of Minnesota, serving on the Board of Directors and chairing the Career Development Committee. Charles provides financial planning and portfolio management services to individuals and businesses. Charles has worked at Gradient Securities, LLC, Arque Capital, LTD, RiverSource Distributors, Inc., and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
11/14/2024 - Present
LPL Enterprise, LLC (ST. LOUIS PARK MN)
MN
01/03/2011 - 03/01/2021
GRADIENT SECURITIES, LLC (ARDEN HILLS MN)
AZ
09/27/2010 - 12/22/2010
ARQUE CAPITAL, LTD. (SCOTTSDALE AZ)
MN
01/04/2008 - 04/08/2010
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
11/21/2006 - 12/18/2007
AXA ADVISORS, LLC (MINNEAPOLIS MN)
BOTH
Issued 12/08/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/23/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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