Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles David Kelly is a financial advisor with over 50 years of experience in the industry. Charles is currently registered with LPL Financial LLC and has previously held positions with BA Investment Services, Inc., GNA Securities, Inc., AGFC Investment Securities, Great Western Financial Securities Corporation, and American Pacific Securities Corporation. Charles holds a variety of licenses and designations, including Series 7TO, Series 63, Series 65, Series 24, and SIE. Charles provides a range of financial services, including investment advice, financial planning, and portfolio management. Charles is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/13/2022 - Present
LPL Financial LLC (UKIAH CA)
CA
05/30/1992 - 06/07/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
02/08/1989 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
08/18/1987 - 02/08/1989
AGFC INVESTMENT SECURITIES
NA
08/29/1986 - 08/06/1987
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
NA
12/15/1972 - 08/11/1986
AMERICAN PACIFIC SECURITIES CORPORATION
IA
Issued 08/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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