Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Fazio is a financial advisor registered with MML Investors Services, LLC. Charles has been in the financial services industry since 2015. Charles has been registered with AXA Advisors, LLC in the past. Charles holds FINRA Series 63, 66, and 7 securities licenses as well as the SIE exam. Charles is currently registered to provide investment advisory services in Delaware, Maryland, New Jersey, Pennsylvania and Virginia. Charles is currently employed by MML Investors Services, LLC with a branch office in New Castle, Delaware.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
DE
08/23/2024 - Present
MML Investors Services, LLC (NEW CASTLE DE)
PA
07/12/2013 - 01/16/2014
AXA ADVISORS, LLC (BALA CYNWYD PA)
BOTH
Issued 08/15/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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