Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles David Cowen is a financial advisor with Raymond James Financial Services Advisors, Inc. Charles Cowen has been in the financial services industry since 2012. Charles Cowen is registered with the state of Florida as an investment advisor representative. Charles Cowen has licenses to sell securities in Alabama, Florida, Georgia, Idaho, Illinois, North Carolina, Ohio, South Carolina, Texas, West Virginia, and Wisconsin. Charles Cowen also holds the Series 66, Series 10, Series 9, SIE, and Series 7 licenses. Charles Cowen is associated with Raymond James Financial Services Advisors, Inc. in their Lake City, FL office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
04/02/2014 - Present
Raymond James Financial Services Advisors, Inc. (LAKE CITY FL)
BOTH
Issued 02/22/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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