Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Balfour is a financial professional with over 8 years of experience in the industry. Charles holds Series 6, Series 26 and Series 63 licenses and is registered with Northwestern Mutual Investment Services, LLC. Charles is licensed to provide financial advice in 13 states, including Alaska, Arizona, California, Colorado, Florida, Hawaii, Idaho, Michigan, Nevada, New Jersey, Texas, Washington and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
08/22/2014 - Present
Northwestern Mutual Investment Services, LLC (CARLSBAD CA)
BC
Issued 09/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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