Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Daniel Sears is an experienced financial professional with over 20 years in the industry. Charles is currently registered with Osaic Wealth, Inc., and has previously been registered with firms such as SAGEPOINT FINANCIAL, INC. and MORGAN STANLEY & CO. INCORPORATED. Charles holds multiple licenses including Series 7, 31, 63 and 66, and has experience working with a wide range of clients including individuals, high-net-worth individuals, corporations, and charitable organizations. Charles' focus is on providing financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
09/01/2023 - Present
Osaic Wealth, Inc. (WORCESTER MA)
MA
12/01/2015 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (WORCESTER MA)
MA
06/21/2010 - 12/31/2015
BOLTON GLOBAL CAPITAL (WORCESTER MA)
MA
06/01/2009 - 07/14/2010
MORGAN STANLEY SMITH BARNEY (WORCESTER MA)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WORCESTER MA)
MA
03/02/2007 - 04/02/2007
MORGAN STANLEY DW INC. (WORCESTER MA)
MA
02/21/2006 - 03/12/2007
CITIGROUP GLOBAL MARKETS INC. (WORCESTER MA)
MD
09/02/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
12/05/2002 - 08/19/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/01/2001 - 12/31/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BOTH
Issued 09/06/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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