Unclaimed
Charles Raube is a financial professional with over 15 years of experience in the industry. Charles is currently registered as a Registered Representative (RR) with Cetera Investment Advisers LLC in Franklin, Tennessee. Charles has been with Cetera Investment Advisers LLC since May 2019, and previously worked with Securian Financial Services, Inc. Charles holds the Series 66, Series 7 and SIE licenses and has a strong background in providing financial planning services to a variety of clients. Charles is dedicated to providing comprehensive financial advice and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
05/06/2019 - Present
Cetera Investment Advisers LLC (FRANKLIN TN)
TN
04/04/2006 - 05/09/2019
SECURIAN FINANCIAL SERVICES, INC. (BRENTWOOD TN)
BOTH
Issued 6/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/3/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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